Cultural DNA

The Wayfinders. Why Ancient Wisdom Matters in the Modern World by Wade Davis. House of Anansi Press. Toronto. 2009.

American Gods by Neil Gaiman. Harper Collins. 2001.

The Wayfinders, based on lectures by Davis, forms a counterpoint to Reich’s Who We Are and How We Got Here. They reveal the “cultural DNA” that binds populations of humans together: language, myths, memories and mental maps of the world. This kind of inheritance is what enabled the ancient Polynesians to spread their DNA across the vast expanse of the Pacific Ocean and allows their descendants to replicate their feats of navigation today. It also tells us that all across the world, those chains of inheritance have been and are being broken, as aggressive societies impose their own language and culture on the populations they conquer, enslave, displace or assimilate. This is much like the way conquerors have spread their genes into new territory. In the end only traces of both the biological and the cultural may remain, to be ferreted out by geneticists or anthropologists. Sometimes, though, survivors stubbornly retain their heritage, like the Basques in Spain and many native peoples around the world.

Great empires often produce great and stable cultures – the art, literature, philosophy and mathematics of China, India, Greece, Rome and the still growing body of European science, etc. These become even richer by mutual appropriation. Among the most enduring exchanges are the earliest: agriculture, animal domestication, wheeled transport, boatbuilding and metallurgy. Like the history of ancient DNA, the history of cultures shows patterns of repeated migration and assimilation or displacement over millennia. It seems though, that the asymmetry of power has at least in recent times, produced even more lopsided results for cultures than what Reich finds for genomes. Male conquerors, as I noted in the previous post, have spread a disproportionate share of their genes in the mixing of populations, but often the dominated population persisted through the maternal line. Only rarely did the invaders utterly eliminate the previous occupants of a territory.

More and more cultures are being completely wiped out by modern empires. Military might, coupled with schools to teach the language of the imperial power and religious conversion, forced or voluntary, can drive out languages and traditions. Within the borders of the parent nation states, local dialects and traditions have given way to a homogenized culture. That makes governance and commerce easier, but it destroys the particularity and richness of the land. The advent of compulsory schooling and of mass advertising pushes homogenization even further. Mass media and entertainment smooth out irregularities and quirks. While some people promote the preservation of local tradition, others decry the lack of common values and beliefs in the nation.

Davis tries to show how much is lost when the past is blotted out. Far from being primitive, he argues, these cultures drew on human capacities for learning and memory far beyond the accomplishments of those with modern education. We rely on the collective power of our culture and its embodiment in writing and technology that we don’t become as skilled and knowledgeable as those who lack such aids. We rarely know much about the natural world around us. Almost no “advanced” culture enables a person to survive on just what the land can provide. However productive our economies are, we leave untapped or simply obliterate most of nature’s variety. Witness the fact that a mere three or four species of domestic animals outweigh by an order of magnitude all the rest of the larger land animals on the planet.

Often the natural products do more for these cultures than nourish the body. They provide pathways into spiritual experiences that deepen connections to both the natural and human worlds. The power of the shaman has been a recurrent preoccupation of Davis, whose early popular works on ethnobotany and especially mind-altering plants, The Serpent and the Rainbowand One River, show how they shaped lives for thousands of years. The most important thing that people who still know the power of sacred plants, animals, rocks and places can remind those of us immersed in a globalizing, dominant culture is that we remain dependent on the earth and the functioning of the natural cycles of land, air, water and life. We disrespect and ignore this wisdom at our peril.

Unfortunately, to sustain itself materially, any meaningful culture needs land. We discovered this problem in the nineteenth century, when the reservations set aside for native Americans came under constant pressure from hunters, miners, loggers and farmers. The same is true today in South America, India, Africa.  The result is bloodshed and displacement. Only places that have no resources that the dominant culture wants are left unclaimed. Even here, proselytizing and poaching remain constant issues. Furthermore, given the often stringent demands of traditional ways, there is a continual drain on the population as its members drift away into the dominant milieu.

Mostly the old can exist only with the protection and support of the newer and more powerful, which is almost always accompanied by condescension or ambivalence. Davis tries hard to show why condescension is unjustified, but without the ability to maintain itself in its own territory, it seems to me that almost any culture will begin to seem simply quaint and curious. We may assimilate some music into our popular culture or convert some sacred plants into recreational drugs, even claim to try to follow the spiritual paths laid out by this or that shamanistic tradition. Only anthropologists are going to really study cultures on their own terms, as best they can.

Of course some cultures like Judaism have become integrated into the economic systems of dominant cultures, but with much the same dangers faced by tribal societies elsewhere. Isn’t that why the state of Israel has such fierce supporters? We see ethnic traditions preserved or revived by people long separated from their homelands. Costumes, folk songs, holidays, parades, fairs and so on remind us that there have been many distinct national and local ways of living. But much of this seems like once a year dress up, not a way of life now. Even religious distinctions are blurring as evangelical churches spread a homogenized, flavorless gospel. Their success is driven in part by politics and economics, aided by mass media. Ancient tradition loses out to a uniform set of wants and means of satisfying them.

Neil Gaiman’s American Gods revolves around the slow dying out of the hundreds of local gods brought to the United States by immigrants from all over the world, from 14,000 years ago to the present. In his fantasy, these gods still linger on the fringes of society, fending for themselves as the flow of gifts and sacrifices from humans dries up. They know that if their names are forgotten, they will die. The novel concerns their efforts to recapture some of their old power and of a few humans who become entangled in the mythical struggle. Gaiman is a reader of Davis, I suspect, as well as a serious student of mythic traditions himself. The story, like most of Gaiman’s work, is fast moving, funny, violent and a pleasure to read. I also like the second book in this series, Anansi Boys.

Journeys Written in DNA

Who We Are and How We Got Here: Ancient DNA and the New Science of the Human Past by David Reich. Pantheon. 2018.

Image: pixabay.com and pmgimage.com

When I spent a summer on the campus of Saint John’s College in Santa Fe, New Mexico, in 1987, one of the groups meeting there was comprised of researchers working on planning the Human Genome Project. The project, which ran for about fifteen years, starting in 1990, cost several billion dollars and produced a single composite DNA sequence for Homo sapiens. Hard to believe that today, thousands of sequences are run routinely at a cost so low that you can get your own sequence in one to two days for $1000.

David Reich provides an account of the recent developments in studying ancient DNA, which is beginning to provide a picture of the evolution of our genus, Homo, over the last 50-150 thousand years, roughly the time that enough DNA remains in old bones or teeth to allow sequencing. The field is rapidly expanding, as more labs open across the world to explore the accumulated human remains in museums, as well as newly excavated material.

Among the findings he reviews are the discovery that early modern humans did indeed hybridize with the archaic populations of Homo that were already in Europe and Asia when the first Homo sapiens moved out of Africa. These earlier people included the Neanderthals and the newly recognized Denisovans. Another finding is that the spread of Indo-European language and culture was indeed accompanied by a spread of people with steppe genotypes into Europe as far west as the British Isles ( see my post on The Horse, the Wheel and Language) The modern human population of Europe turns out to have been the result of multiple waves of migration, bringing not only cultural innovations like farming, but also new human lineages that displaced or blended with the earlier people.

In fact, everywhere that geneticists examine ancient genomes, they find that multiple migrations have shaped human destiny. In North and South America, the most recent areas of human occupation, at least three different migrations can be seen in the genes, and there is still much more work to be done. Likewise, the Indian subcontinent holds a story of migration of Indo-European speakers from the steppes of Central Asia, displacing and blending with the earlier Dravidian language speakers. East Asia has similar patterns, spilling out into the Pacific. These are truly epic journeys of the human species.

Reich discusses the implications of these findings at length. The chapter on genetics and inequality was particularly interesting. The subject is the differences between and within sexes in numbers of offspring produced, as shown by the frequency of distinct gene sequences from a single ancestor among descendent populations. Because men can produce offspring with very little direct effort compared to women, it is possible for men to have many more children in a lifetime. I recall my world history teacher in high school saying that Augustus the Strong of Saxony, “only had about four hundred children.” Circumstantial evidence suggests that Genghis Kahn, thirteenth century Mongol conqueror is the male ancestor of millions, though this is disputed. Certainly, powerful rulers, if fertile and with access to a succession of willing or unwilling consorts, can father many, many sons and daughters.

Reich cites data that indicate that a number of individuals were the fathers of similarly large numbers of descendants during the period between five thousand and three thousand years ago as Neolithic farming peoples began to feel the effects of new technologies: pastoralism, the horse, the wheel and metalworking. In The Horse the Wheel and Language, David Anthony discusses the idea that the new technologies made it possible for tribal chiefs to accumulate power, wealth and prestige. Such men may have led aggressive expansions into new territory, like Genghis, fathering enough descendants for their distinctive Y-chromosomes to show up in genetic analyses. When peoples mix by this mode of male driven conquest, the result is that Y- chromosomes are from the conquering group, while mitochondrial DNA, which is maternally inherited, is from the original inhabitants.

I heard a similar idea many years ago in a seminar on the shift from mother goddess based religion to male sky god religions. Anthony suggests this too in his account of the steppe peoples whose culture and Indo-European language spread widely in this period. The long ago speaker attributed it to mining for metals de-sanctifying the earth, but I suspect it more likely related to the technologies listed above allowing a subset of males to accumulate power. There are now many other cases, from ancient China to medieval Ireland documented by genetic researchers.

Another point Reich makes is that genomics can become a very touchy issue for contemporary descendants of our diversified ancestors. Ethnocentrism is alive and well, from scientists from India who maintain that there were no migrants from the Asian steppes to Navajo elders who refuse to countenance genetic testing arguing that they already know how the Dine were created. Origins are disputed territory: how many Americans still believe in Adam and Eve? Reich points out the falsity of the politically motivated myths of Aryan origins promulgated by German nationalists and still alive today. These crumble in the face of incontrovertible evidence that the modern inhabitants of Northern Europe originated from an amalgam of previous populations with invaders from Central Asia. Migration and mixing of populations and cultures, as we know only too well, is often seen as a threat.

Reich is sensitive to the ethical issues raised by these powerful technologies. He finally consulted a rabbi on the question of whether it was morally right to disturb the dead to obtain genetic material from bones. The answer: only if the knowledge gained will contribute to human  understanding. On the even more fraught question of what population wide genetic studies may reveal about average differences between identifiable groups of people, Reich says two things: First, the question must be faced with accurate data, lest it become the province of pseudoscientific or politically motivated interpretations. Second, whatever the facts are, we know that all groups contain a wide range of potentialities, all of which deserve a chance to be fully realized. Even if a person is not in the upper percentiles of learning ability or athletic ability, the human capacity for hard work makes it possible to succeed. I think Reich means that while  admire the extreme standouts, the Einsteins and Usain Bolts, the bulk of the useful work in the world gets done by those of us closer to the average.

Finally, Reich discusses individual genetic testing. He is in favor of the study of DNA at the population level for medical reasons and also at the individual level, if this helps reduce the incidence of illness caused by recessive mutations. He doesn’t object to individual testing to discover ancestry, but he is not interested in learning about his own genetic background. He seems to feel that focusing on our own unique genomes distracts us from the heritage we share with everyone else, of which the most important part is non-genetic. The simple fact that we are alive tells us that we come from an unbroken genetic line of survivors. Being able to claim descent from particular populations really doesn’t prove much of anything about your own worthiness. Moreover, making such claims can lead to embarrassment, as Elizabeth Warren has discovered.

Humans have been evolving culturally for much longer than the period for which we can get DNA data. Given how much of our behavior is learned, it is likely that our cultural milieu has been a major part of our environment for a long time. Cultures evolve. In doing so, they change the selective environment for humans and the things that live with them. Cultural change drives natural selection. That is, culture shapes our genes indirectly through natural selection as much as genes shape our culture.

As a social species, cultural traditions matter as much or more than our particular DNA in shaping how we live. Many of us, however, know very little of that tradition, or only slivers of it, dependent on our nationality, ethnicity, religion or profession. Too many people grow up with almost no knowledge of any tradition. Even though he professes no religion now, Reich was raised in a deep cultural tradition, Ashkenazi Judaism. He recognizes that all human populations have come out of similarly rich traditions. Together, they represent the most important heritage of the human species; as much as DNA, they are who we are and how we got here.

The Journeys of Holling C. Holling

Paddle to the Sea. 1941. Tree in the Trail. 1942. Seabird. 1948. Minn of the Mississippi. 1951

Each of these books tells a story about travelers. Paddle to the Sea is a small wood carving of a Native American in a canoe, placed by its maker into the water north of Lake Superior. Paddle finds his way to the Gulf of St. Lawrence after years of travel through each of the Great Lakes in turn. Seabird follows the career of a boy named Ezra on a New Bedford whaler and his son’s on yankee clippers, accompanied by a carving in walrus ivory of an ivory gull. Father and son grow to manhood in the age of sail, but the story ends with Ezra’s great-grandson still carrying the white bird as he pilots airplanes over the ocean.  Minn is a snapping turtle, who hatches in Lake Itasca, headwaters of the Mississippi, and who travels slowly south, ending up as a moss covered ancient in the deep backwaters of the Delta. Only the tree in the trail stays put; it begins as a young cottonwood sapling by a tributary of the Arkansas River near present day Great Bend, Kansas. It is witness to generations of Native American Buffalo hunters, the arrival of the Spanish and then the Americans – trappers, traders, settlers and all along the Santa Fe Trail. After hundreds of years, the dead tree is carved into an ox yoke and travels the Santa Fe trail at last. All the books are filled from beginning to end with the natural and human history of the places the travelers pass through. These books are about journeys, but even more about the passage of time.

As a child, I loved Holling’s illustrations, both the large color ones on nearly every other page and the monochrome drawings that filled the margins – maps and diagrams of everything from whales to ships to arrowheads and rivers. I’ve never had difficulty picturing the outlines of the Great Lakes, because Holling, in Paddle to the Sea, provided an object to fit each shape: A wolf’s head for Superior, a summer squash fruit with leaves for Michigan, a trapper carrying a pack of furs for Huron, a lump of coal for Erie and a carrot for Ontario. The forms connected to the regional economies: trapping in the north woods around Superior and Huron, farming in  the midwest around Lake Michigan and in the lake plain of central New York, heavy industry from  western Pennsylvania through northern Ohio to Michigan. Even Lake St. Clair, by Detroit, had a shape like a heart: that region was at the time Holling wrote and illustrated, the industrial heart of the continent.

His marginal illustrations include beautiful maps, both historical and contemporary of the regions his travelers pass. He shows how glaciation shaped the upper Mississippi and the Great Lakes. Showing the history of Minn’s evolution, he goes back to the age of dinosaurs, and there are numerous geological diagrams. his painting of the 1811 New Madrid Earthquake in Minn of the Mississippi is unforgettable.

He illustrations and drawings take you back in time through the history of the regions he depicts.  He illustrates whaling ships and steamboats and covered wagons, often in great detail, showing the different types and how they were used. There are diagrams, beautifully lettered, showing the parts of tools and machines, plans for corrals, sawmills, river locks and how pearl buttons were cut from mussel shells.

In his scenes of life, whether aboard ships at sea or in the bayou country of Louisiana, Holling illustrates the people with sympathy and an absence of satire or irony (he studied anthropology as well as art).  He draws plants and animals in great detail (he was a taxidermist at the Field Museum in Chicago when he was young) and with the same sympathy as his people. Landscapes, wild, rural or industrial are usually shown from a human perspective, as if one were in the scene, with dramatic effect when he shows storms, floods or wildfires. Much of what he depicts he had seen firsthand; he and his wife and collaborator, Lucille Webster Holling, were great travelers themselves.

The Hollings left a legacy of beautifully illustrated books for children. While in many respects, the world they show has changed tremendously since they were published in the 1930s to 1950s, they are still wonderful. There is a love of the natural and the human  coming through these pages that is impossible to miss.

[Here’s another fascinating bit from Wikipedia: “Holling wrote and illustrated a full-page Sunday comic strip titled The World Museum. Each strip included a diorama, which could be cut out and assembled into a 3-D scene of, for example, a buffalo hunt or an undersea panorama.”]

Note: I first found Holling’s books when I was in grade school in the Mary Bailey Pratt Children’s Library in Chapel Hill NC. The library was housed on the upper floor of the elementary school on Franklin Street. It was there, as well as at home, that my love for books developed, thanks to the librarians, especially Mrs Hardee. I worked for her at least one summer, learning how to care for the books. Books with pictures by great American illustrators from N. C. Wyeth to Doctor Seuss, made up a large part of the collection, and two large, framed watercolors, done years before by a student, hung on the wall opposite the desk. One was of Ichabod Crane, walking down the road, reading a book, the other was of Tom Sawyer, heading off to go fishing. After the old school was demolished in the late 1960s, I wondered what had become of those pictures. Years later, I was delighted to find them hanging in the new Chapel Hill Public Library children’s section.

The Fall and Rise of China

Imperial Twilight: The Opium War and the End of China’s Last Golden Ageby Stephen R. Platt. Knopf. 2018.

The Man Who Loved China: The Fantastic Story of the Eccentric Scientist Who Unlocked the Mysteries of the Middle Kingdomby Simon Winchester. Harper. 2008.

These two books bracket the time from when China began a long decline in power and prestige to its gradual emergence after the Second World War. The first book, Imperial Twilight, recounts the conflict with England over trade, especially opium, during the first four decades of the nineteenth century. The second, The Man Who Loved China, tells the story of an Englishman, Joseph Needham, whose lifelong quest was to discover and document the science and technology developed over millennia of Chinese history. Both make fascinating reading.

These books reveal the appalling ignorance about China that prevailed in even the most advanced western country, England. Some of this was of China’s own doing: the emperor and his court discouraged, even forbade, teaching Chinese to foreigners. About the only way to learn Chinese in the early 1800s was to study with the Jesuits in Paris, who had been able to maintain a tenuous presence in the country since the sixteenth century. No other foreigners were admitted. Trade was conducted through a single port at Canton (Guangzhou) where the different European countries were allowed to establish “factories,” with a limited staff. Trade was carried out in pidgin[derived from the Chinese pronunciation of “business”] a simplified amalgam of English, Chinese and additional European languages.

From the mid-seventeenth century on, the British East India Company dominated the trade, mainly in tea, but also silk, porcelain and other goods. Silver, obtained from the sale of English goods in various countries, was exchanged, because China was mostly not interested or did not allow English or other European goods in. Attempts to establish more extensive diplomatic and trade relations were failures, in some cases humiliating failures, for the English. Platt describes these efforts in interesting detail, as well as some unofficial, but heroic efforts by others to penetrate the country.

Looking for something they could sell in China, the Company settled on opium, which could be produced in India, by the Company or native suppliers. This proved extremely lucrative but also roused the ire of the Chinese government, which saw the growing consequences of addiction. The trade benefitted the Chinese merchants, and smugglers when the government tried to crack down, too much to stamp out. Meanwhile, the emperor was in an increasingly weak position as a series of internal rebellions and spreading corruption wasted resources and undermined authority. British ambitions began to focus on winning more freedom to operate in China, and, even though the Company really did not want conflict, the eventual result was the Opium Wars. When they ended, China was defeated and forced to make large concessions to several European powers as well as England and the United States. It took China a century to recover its full independence and then under Communist rule.

Opium was one of the weapons the West employed, intentionally or not, to force an opening to China, and now we see, probably not intentionally, China’s revenge. Fentanyl,  the synthetic opioid which is causing much death and misery here in the US, is produced largely in China. Again, a big part of the problem is our own weakened position in the world and the futile policies by which we try to combat drug addiction. Let us hope that the clash of imperial ambitions, China’s and ours, do not end as tragically as they did in the 1850s.

Joseph Needham travelled in China as the dragon was once again stirring, to speak metaphorically. Western influence was still strong when he began, and a new factor had complicated the picture: Japan’s imperial ambitions, which it first directed towards China. Much of Needham’s work was tied to western efforts to maintain influence in China in these changed circumstances. A biochemist at Cambridge, Needham first encountered China through graduate students who came there in the late 1930s. One of them, Lu Gwei-djen, taught him the basics of Chinese and became his longtime collaborator and mistress. Needham served in Chongching as British scientific liaison from 1942-46. He travelled extensively, meeting many scholars and scientists and gathering the collection of texts that formed the basis of his research after the war. These travels were incredibly challenging and often dangerous, barely avoiding capture or death at the hands of the Japanese as well as the primitive infrastructure of remote areas.

In 1948, back in Cambridge, he began the project that filled most of the rest of his life: Science and Civilization in China, a multi volume work that covers almost every aspect of science and technology and that revealed just how much the Chinese had discovered, invented and applied. A Christian Marxist, Needham remained a friend to China, including leaders of the communist government, especially Zhou Enlai. This got him into trouble in England and the US, particularly over his participation in a commission to investigate alleged American use of bio weapons during the Korean War. He was able to continue his work, however, until his death in 1995, and the project continues today. All in all a remarkable life.

China has rapidly achieved economic development, based heavily on western methods, but it would be foolish to think all they have done is imitative. The tradition of science and technology Needham documented is a reflection of the genius of a civilization quite distinct from the West, and we have yet to see the end of it.

American Awakening

What Hath God Wrought: The Transformation of America, 1815-1848 by Daniel Walker Howe. Oxford History of the United States. Oxford 2007

Image: Camp Meeting by A. Rider and H. Bridport, circa 1829

I listened to the Audible edition. This volume in the Oxford History of the United States, subtitled “The Transformation of America,” describes the momentous changes that occurred between the end of the War of 1812 and the US victory in the Mexican War in 1848.

Howe, like the other authors in the series, covers a wide range of topics. The transformative changes occurred in many areas, from economics to religion. Among the most significant was the Second Great Awakening, the protestant religious revival that swept the country, especially after 1820. Howe emphasizes its millenarianism: the expectation of the end of the world as described in Revelation, according to some, but to others not the end but the complete transformation to a peaceful and just world, governed according to Protestant, democratic principles. The Great Awakening stimulated numerous communal experiments, most of which did not last very long, but which left their marks on both culture and geography.  A development which particularly struck me was the rise of Mormonism. Howe depicts Joseph Smith with much more sympathy and respect than Sidney Blumenthal in A Self-Made Man, where he is described essentially as a charlatan and sexual predator. Howe calls the Book of Mormon an American epic, praising its literary qualities (I may have to check that for myself – my previous look into it left me feeling it was a parody of the King James Old Testament)

A second transformation was in political parties, which began to take on modern form. This started as early as around 1800, but with the decline of the Federalists after the War of 1812, James Monroe and others hoped that parties would wither away and usher in an Era of Good Feeling, and indeed, the period is sometimes called that. But it was not in fact nearly so copacetic. The split between Jeffersonian democratic republicans and their opponents, especially in New England, took shape in stronger organizations that formed around supporters of John Quincy Adams, heir to the Federalists, and Andrew Jackson, popular hero of the war of 1812. The Adams vs Jackson struggle occupied much of Adams’s presidency, and led to the failure of much of his agenda.

In fact, the first modern national political convention was not organized by either the Democrats or Whigs, as the parties came to be called, but by the splinter Anti-Masonic Party in 1831. Freemasonry, which many of the founders had belonged to, came to be seen as both anti-Christian and elitist, and the party enjoyed modest success among more democratic elements for a short while in the 1830s.

Jackson’s election in 1828 was driven by populist sentiments throughout the country, including distrust of political and financial elites and federal government power. Jackson himself was no great believer in democratic process, however. He used his power in ways that often undermined the rule of law. His successor, Martin Van Buren rode the wave of his popularity as well as employing his own immense political skills, but his presidency foundered on the rock of economic crisis, caused in large part by Jackson’s financial policies.

Hard times from 1837 to the early 1840s led to the success of the Whigs in putting William Henry Harrison, into office, whereupon he died and was succeeded by John Tyler. Harrison’s supporters had outmaneuvered Henry Clay’s to win him the nomination. Tyler, although chosen as vice president to mollify his friend, Clay, did not support many of the Whig party’s policy preferences, and his presidency had little success.

The election of 1844 was a turning point in US history, according to Howe. A dark horse candidate was selected – James K Polk. He narrowly defeated the Whig Henry Clay. Had the close election gone the other way, Howe thinks Clay might have prevented the Civil War. Instead “Little Hickory,” as Polk was known, went on to achieve his major goals: settling the Oregon question with Great Britain, annexing California and New Mexico as well as Texas from the Nueces River to the Rio Grande, lowering the tariff and creating a system of sub-treasuries. In terms of his own program, Howe thinks Polk was our most successful president.

These party and personal struggles revolved mostly around three or four big issues: banking, the tariff, internal improvements and expansion of territory and slavery. Jackson his supporters distrusted banking, especially the Bank of the United States. They wanted hard money, gold and silver, but there was a chronic shortage of these until California gold began to flow after 1850, so paper money was the only real option. Once he vetoed the renewal of the Bank’s charter, Jackson had to rely on private banks to hold and lend federal funds, without the close oversight that the Bank of the United States had provided. Since much of the lending supported the trade in cotton, a worldwide drop in prices triggered panic and the Hard Times that began after Jackson left office.

The debates over the tariff and internal improvements reflected the mostly sectional interests of manufacturing and commerce versus plantation agriculture. By the time Polk succeeded in lowering the tariff, it had ceased to be the divisive issue that almost tore the nation apart during the Nullification Crisis. Debates about internal improvements were more about who should pay than the old disagreement between Hamilton and Jefferson about a commercial versus an agrarian economy. National planning and financing, which Adams had hoped for and that Clay supported, were rejected. Jackson, who felt improvements were a state or private responsibility, vetoed several major proposals, but he allowed others and continued to support the work of the corps of Engineers, begun under Adams.

The expansion and slavery issue was the one that persisted beyond the period of this history and led to the Civil War. It began with the Indian removal crisis. This came to a head under Jackson, who condoned Georgia’s refusal to abide by treaties that allowed the Native Americans to remain in the southeast, while ceding much of their land. White racism was undoubtedly as much a factor as economic interest and helps account for Jackson’s failure to insure that the Creeks and other tribes had adequate provisions for their forced march to Indian Territory. There was nevertheless considerable support for the Native Americans among whites, including the US Supreme Court, whose decisions Jackson ignored. The moral outrage of his opponents became a source of partisan animosity.

Indian removal permitted the spread of cotton into the vast territory of Alabama and Mississippi, creating a renewed demand for slaves, reversing a trend that had begun in the eighteenth century and cementing the southern opposition to any form of emancipation. Texas, which split from Mexico in 1836, became the focal point of southern ambition to expand into new lands suitable for cotton and slavery. Whether to annex Texas thus became a point of contention between north and south. There was support from expansionist northern Democrats, despite their distaste for slavery, enough to help get Polk elected in 1844. Once Texas was added to the union, imperialism focused on Oregon, northern Mexico, especially New Mexico, and California.

The Mexican war was Polk’s ambition, strongly opposed by Whigs and memorably by Thoreau in his “On the duty of civil disobedience.” By deftly acceding to sharing Oregon with Britain, Polk insured that his imperial ambitions could move forward without interference from the greatest imperial power of the time, and he soon devised a pretext for war. It was his fortune and misfortune to have as capable military leaders, two Whig generals, Zachary Taylor and Winfield Scott. They overcame both the geography of Mexico and the stubborn resistance of its people. Mexico was left in such a helpless position militarily and financially, that it had no choice but to cede a vast chunk or its territory to the conquering United States.

Despite his success, Polk chose not to run in 1848, and as he had feared, one of his generals, Zachary Taylor was nominated by the Whigs and won.

The power of the United States was on display in the war, but it stemmed from the peaceful development of revolutionary means of transportation and communication. The building of canals, turnpikes and the railroads made it possible to have strong connections between producers and consumers of agricultural products and manufactured goods despite the distance. Likewise, the development of newspapers, the postal system and, in the 1840s, the telegraph, linked markets, facilitated political organization and brought citizens closer to one another. In this way, doubts that an extensive territory could be governed democratically began to fade. Manufacturing was especially facilitated and the economy began to grow more rapidly. An influx of immigrants both aided development of an urban working class but also deepened social divisions. This was even more rapid after 1848 and the failed revolutions in Europe. The Know Nothing Party would develop in response, and nativism has continued to shape our politics down to the present, with Trump’s Muslim ban and border wall. Then the religious suspicion was directed against Catholicism, now the target is Islam. The ethnic prejudice was against the Irish, now Hispanics.

Howe ends by pointing to a development that had little impact at the time, but which marked the beginning of one of America’s great contribution to human freedom. The 1848 Seneca Falls Convention marked the beginning of more than a century and a half (so far) of advocacy for equal rights for women. Beginning with the words,

“When, in the course of human events, it becomes necessary for one portion of the family of man to assume among the people of the earth a position different from that which they have hitherto occupied, but one to which the laws of nature and of nature’s God entitle them, a decent respect to the opinions of mankind requires that they should declare the causes that impel them to such a course.

We hold these truths to be self-evident: that all men and women are created equal; that they are endowed by their Creator with certain inalienable rights; that among these are life, liberty, and the pursuit of happiness; that to secure these rights governments are instituted, deriving their powers from the consent of the governed,”

the convention’s declaration echoed Jefferson, identifying the cause as a continuation of the struggle that began in 1776. While almost nothing tangible resulted at the time, or indeed until much later, aside from important ongoing legal reforms, the idea of completing the work of liberation became a touchstone for causes, most notably abolition of slavery, but also temperance, education reform and more that reflected the millenarian hopes engendered by the Second Great Awakening. In Howe’s view then, the religious revival that began the period gave at the end a vision of a future that reasserted America’s role as a beacon of liberty. It might also be thought of a guide through the darkness that followed as sectional divisions hardened and civil war became essentially unavoidable.

Infant Nation

Empire of Liberty: A History of the Early Republic, 1789-1815, by Gordon S. Wood. Oxford History of the United States. Oxford University Press.

Image: George Washington statue by Horatio Greenough in the National Museum of American History

This volume in the Oxford History of the United States covers the period from the ratification of the Federal Constitution to the end of the War of 1812. Like The Republic for Which It Stands, which I wrote about awhile ago, this is another broad-based account of a crucial period in the development of our nation. The themes are the emergence of a strong central government, the early development of political parties and sectional divisions, the rapid growth of population, and above all, the struggle over the meaning of liberty in a post colonial society.

The major players, of course, are Washington, Adams, Jefferson, Madison, Hamilton, Jay, Marshall and Franklin. Wood, however, makes sure to feature the lesser actors, especially the anti-elitists, who formed the core of the early Jeffersonian Democratic-Republicans, in opposition to the aristocratic tendencies of so many of the founders.  The democratic, egalitarian tendencies of the state legislatures were a major concern for the leaders of the new federal government, who found their volatile politics threatening to stable government. There were very different views among even these federalists as to how far the Constitution permitted the Federal government to regulate the laws and policies of individual states.

At the same time these issues were before Americans, in Europe the French Revolution and Napoleonic wars presented difficult challenges in foreign policy. American elites, much like the British elites, were appalled and frightened by the Jacobins and the Reign of Terror. Anti-elitists found the fall of the Ancien Regime inspiring and even adopted the symbols and style of the revolutionary French. The slave revolt in Haiti, likewise stoked fears of uprisings in the slave states, of which there were still many in the north as well as the south.

All these problems led many to doubt whether the new republic could survive without strong measures to keep social order. The Alien and Sedition Acts, passed by the Federalists under John Adams’s administration, were a manifestation of these fears. They deepened the divisions between the Federalists and the emerging Republicans. There was also a split over the financial practices of Alexander Hamilton, who favored legislation to facilitate commerce and banking. Jefferson hated the man and his policies, fearing that they promoted elitism, bordering on aristocracy, and threatened his vision of a nation dominated by independent farmers. The Federalists in turn saw Jefferson as a dangerous Jacobin. Ironically, Jefferson himself was one of the most aristocratic of the founders.

One of the themes that I found most interesting and which was new to me was the challenge faced in establishing the rule of law in the new republic. A key question was what role English Common Law, the complex collection of precedents developed by English judges, would play at both the state and federal level. Many Americans perceived this law as favoring the government, property holders and lawyers over ordinary citizens. In several state legislatures efforts began to develop a comprehensive set of statutes to replace the common law, so that judges would be bound by clear requirements and not by arcane principles known only to themselves. Meanwhile, the federal courts had to be established, and a struggle ensued over what the Congress’s power to impeach judges meant, in particular, whether the notion that they held office on good behavior meant that they could be removed if Congress judged their decisions were wrong. Several attempts were made to remove early judges for such reasons, before the question was settled more or less in favor of judicial independence. In particular the appointment of John Marshall as Chief Justice by the outgoing President, John Adams, a staunch Federalist, gave the Supreme Court an able champion and a great consensus builder. Since he served until 1835, his influence firmly established the judiciary as a coequal branch of government. Among other key decisions, the protection of the rights of contract and of corporations reinforced property rights at a time when popular sentiment was against the large land speculators who were flocking to the western territories. His decisions also established the principle that the federal courts could overturn state and federal laws that conflicted with the Constitution. Wood does an excellent job of explaining these developments.

During this period, slavery was gradually disappearing in the northern states, and even many southerners, notably Jefferson, expressed the view that it ought to eventually end altogether. Unfortunately, this period was only a sort of interlude before the conflict burst forth and became the most divisive issue in the country. The combination of increased cotton production and rapid westward expansion changed the growing slave population in states like Virginia from a potential liability into an asset. More and more men, women and children were sold and shipped west to work the new lands, especially after the war of 1812.

The developing republic also saw the emergence of religious, social and economic patterns that were clearly distinct from both the colonial past and monarchical Europe. Wood devotes several chapters to describing these changes and the men and women who influenced them.

Wood ends his account with the conclusion of the War of 1812, from which the young republic was lucky to escape with no more than the destruction of its barely started capital city. The poor leadership and organization of the army led to several debacles. Only significant victories by naval forces, not at sea, but on the lakes bordering Canada, stopped British invasions. The American victory at New Orleans, after the war had already been settled by treaty, was turned into a major triumph, both for the future President, Andrew Jackson, and for the United States. Wood describes the deepening confidence and sense of standing as a nation among nations that followed. What had begun as a frail experiment in republican government was now secure, confident and aware of its future potential.

Interstellar Visitor, or Where is the Space Force when We Need it?

https://www.quantamagazine.org/interstellar-comet-oumuamua-might-not-actually-be-a-comet-20181010/

It may seem a bit eccentric to introduce a world shaking story on an obscure weblog, but Nearctic Traveller believes his discriminating readers deserve to be the first to know. As the attached story from Quanta reports, the first interstellar object detected in our solar system has left in its wake a great mystery.

First described as an asteroid, then as a comet, and finally as a weird hybrid, tumbling through space, it came from parts unknown and departed thence before earth based astronomers could get a proper fix. Given its unprecedented characteristics, an effort was made to monitor any radio signals emitted from the object, but none were detected.

As it happens, during the near approach to earth by the “object,” I was contacted by a colleague, a quantum physicist, at our local university who wanted my help. It turned out that during the course of an experiment on quantum entanglement, she had received a strange message, in plain text English, via her apparatus’s computer output. It specifically requested to be connected to an ecologist, so naturally, she thought of me. I was soon receiving the communication via my old Mac, and sitting at my desk, I carried on the following conversation with what claimed to be the interstellar exploration ship, @3*776=$£9{¥}457, which we had begun calling Oumuamua, a word in the language of Hawaiʻi, meaning scout, which they found singularly appropriate. What follows is a transcript of the conversation.

NT: May I ask why you have chosen to communicate with just one and, candidly, one entirely uninfluential earthling?

O: We were prepared to announce ourselves, but for reasons we will explain as we go along, have decided to postpone our visit. We gleaned enough from your communications being beamed promiscuously into space, to see that our expedition is premature. Therefore we have maintained our concealment, which was facilitated by our decision not to thaw the bulk of the expedition. That was the ice, which some of your astronomers will have noted, that failed to form a tail as we rounded your sun, because we kept it frozen. Of course we ourselves send no signals by radio, preferring the secure means of quantum entanglement.

NT: I heard that there was a mysterious force that seemed to be influencing your orbit.

O: that would be our cosmic string drive, which enables us to journey among all the 23 dimensions of space. You physicists are still muddling through the theory, but the simple way to explain is that we can wind up many strings, rather like the rubber band powered airplane models you play with, and as they unwind, sail through space to any dimension and system we wish to visit. The tumbling you noted is caused by the lumpiness of the twisted strings.

NT: Did you find anything distinctive in our broadcasts?

O: No, though some of the crew enjoy watching reruns of Star Trek during down time. Its heart is in the right place, but the conception of what lies beyond your world is hilarious.

NT: Well, welcome to the solar system. Have you been here before?

O: Yes, on several occasions. We conducted a preliminary reconnaissance about a billion of your earth years ago [hereafter, EYA] to verify what our instruments indicated, that a biosphere was present on your planet. We checked back some time around one hundred million EYA and found only large, rather disagreeable lizards, and thinking that it might speed things along, sent a large asteroid your way. Following that event, we returned some one million EYA, to find things perking along nicely, with bipedal, dexterous, bionts, who showed signs of making tools and engaging in symbolic communication. Having allowed what we believed was sufficient time for this organism to develop, we returned just over two hundred EYA. It was a most interesting occasion, as we could see that people, as we designate you and your kind, had achieved a number of milestones in government, science, technology, etc. although your ethical and cultural development was still pitiable. Not there there was any lack of enlightened individuals, simply that as a collective you were still as nasty and brutish for the most part as on our previous visit.

NT: So, why did you return now?

O: We are incurable optimists and thinking that you would soon be in a position to meet all your material needs, we believed that this would lead you to a more just and equitable society. Then you might be ready to deal with the fact that you are by no means alone in the cosmos.

NT: And what, if anything, have you concluded?

O: We are sorry to report that far from making you better, the possibility of freeing yourselves from want has led to insatiable desire for material means to a goal you seem unable to define. Moreover, you have become more violent, and turn your ingenuity towards developing both weapons of mass destruction and more effective devices for personal aggression. I could go on, but as an educated person, you are surely well aware of what we learned.

NT: Alas, you are correct, but isn’t this simply the heritage of our evolutionary past?

O: Indeed, but we had hoped that in learning of that past, you would also become aware of the need to transcend it. Rather than doing this, most of you refuse to believe even the obvious scientific truth of your evolution and instead, cling to tribal myths. These unfortunate conclusions are in line with several reports we received of you from beings living on different worlds, in different dimensions. One was based on an encounter between inter dimensional bionts and a Mr. Lemuel Gulliver, we believe, from your planet, just before our last visit. The leader of one of these groups, who talked to this Gulliver about his home country, was forced to “…conclude the bulk of your natives to be the most pernicious race of little odious vermin that nature ever suffered to crawl upon the surface of the earth.” Another contact was about 85-90 EYA, when a certain biont, of rather unusual, but not unprecedented qualities, named Archie, had radio communication with the outpost of another interstellar organization, based on Mars at the time. They provided us with the following transcript of part of the conversation:

tell us all about

your planet said mars

well i said it is

round like an orange

or a ball

and it is all cluttered

up with automobiles

and politicians

it doesn t know where it is

going nor why

but it is in a hurry

it is in charge of a

two legged animal called

man who is genuinely

puzzled as to whether

his grandfather was a god

or a monkey

i should think said mars

that what he is himself

would make more difference

than what his grandfather was

not to this animal i replied

he is the great alibi ike of

the cosmos when he raises hell

just because he feels like raising hell

just because he feels like

raising hell

he wants somebody to blame it on

can t anything be done about him

said mars

i am doing the best i can

i answered

but after all i am only one

and my influence is limited

NT: So how does you disappointment affect us? Do you plan to destroy the human race?

O: I hope you see that you are projecting your own subconscious barbarity onto us. We are not a violent race of bionts, as you seem to so often fantasize about coming to wipe you out.

NT: Good to know. What is it you want from me?

O: We have concluded that your case may be hopeless, so we’d like to know what you, as an ecologist can tell us about your planet’s current condition. Since we aren’t ready to make a full, on the ground reconnaissance now, we feel it would be useful to have a somewhat reasonable member of your species fill us in on the present state of your biosphere. That way, when we return shortly, after your inevitable demise, we can reconstruct the biosphere as it existed prior to your final destructive acts. We know from experience that enough genetic material will survive for our engineers to rebuild and make a nice home for a deserving species whose own planet is facing some catastrophe.

NT: Why not simply suck up all our data from the internet?

O: Surely you jest. Not even a hyper intelligent race of interstellar bionics, like ourselves, can find the truth in all that rubbish.

NT: Well, I admit it would be a problem, but I feel a scruple about helping, since I think we prefer to try to save ourselves and our biosphere. I understand you don’t like to waste a good planet, but neither do we. Besides, the new tenants, if they do move in, might prefer to do their own decorating.

O: That is a good observation. We will leave it up to them. We wish you success, of course, and we are really sorry we can’t share any of our technology, which might be of real assistance. among other things we have infinite, non-polluting energy supplies in a whole range of sizes that can be manufactured for about one of your dollars each. But you see of course that it would invariably fall into the wrong hands. Let your people know this was our last visit, if you think you can endure the abuse you’ll be subjected to. @3*776=$£9{¥}457, signing off for good.

There you have a true and complete account of the communication I received. My colleague, who prefers to remain anonymous, vouches for the truth of this report in a document in my possession, which I will show to the Secretary General of the United Nations on request. Further verification of previous contacts can be found in the following sources:

Marquis. Don. Archie hears from Mars in the lives and times of archie and mehitabel New Edition. Doubleday and Co. 1950.

Simak, Cliffiord. The dusty zebra in The Worlds of Clifford Simak, Simon and Schuster, 1960. Also in The Dusty Zebra, Kindle edition, Open Road Media Sci-Fi and Fantasy, 2017. [An account of an attempt in the 1950s by another interstellar group to establish commercial relations. This proved disastrously premature.]

Swift, J. A voyage to Brobdingnag in Gulliver’s Travels (numerous editions)